Securities

Securities law is an extremely technical field, and our attorneys have an in-depth knowledge of its intricacies and complexities, which is vital in effectively representing clients in securities matters. Our securities law services include the following:

  • Private placements of corporate debt and equity securities [including pursuant to Regulations D of the Federal Securities Act of 1933 and Section 4(6) Exemptions (crowd funding)]
  • State securities law exemptions and registrations
  • Tender offers
  • Executive compensation matters
  • Purchase and sale of equity securities by officers, directors and other company insiders
  • Resale of Privately Placed Securities, including pursuant to Rule 144
  • JOBS Act Counsel
  • State Blue Sky Compliance Matters
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