Securities law is an extremely technical field, and our attorneys have an in-depth knowledge of its intricacies and complexities, which is vital in effectively representing clients in securities matters. Our securities law services include the following:
- Private placements of corporate debt and equity securities [including pursuant to Regulations D of the Federal Securities Act of 1933 and Section 4(6) Exemptions (crowd funding)]
- State securities law exemptions and registrations
- Tender offers
- Executive compensation matters
- Purchase and sale of equity securities by officers, directors and other company insiders
- Resale of Privately Placed Securities, including pursuant to Rule 144
- JOBS Act Counsel
- State Blue Sky Compliance Matters