Securities Litigation

Our attorneys have decades of experience representing clients in securities investigations and litigation. We understand the complexity of the myriad laws, regulations and rules that govern securities. We also appreciate the business difficulties securities litigation presents and draw on our experience to counsel clients on strategies to approach any securities-related issue.

Our securities litigation services include representing the following:

  • Investors and broker-dealers in arbitration proceedings before the Financial Industry Regulatory Authority (FINRA)
  • Companies and shareholders in corporate disputes, including fraud, breach of fiduciary duty, dissolution proceedings and breach of stock purchase agreements
  • Shareholders, officers and directors in shareholder derivative actions
  • Companies, shareholders, officers and broker-dealers before various state and federal regulatory boards in both investigations and litigation